Can America Lose?

William deB. Mills, 1995


Unrealistically pessimistic as this scenario may appear to most Americans, it is predicated on no disaster, no sudden failures, no new threats. Unfortunately, the specter of the world's last superpower declining toward Third World status is evoked by the simple continuation unchecked of a number of already well-entrenched social, economic, and political trends.

The U.S. Decline Scenario.

Continued voter and corporate demands for handouts plus lower taxes increase the Federal deficit, undermining Government financial stability; continued emphasis by individuals on consumption at the expense of savings leaves them equally exposed. In a self-centered society where everyone feels abused, attacks on the rights and status of other combine with the bashing of successful foreigners to create an atmosphere in which reform movements have no chance: the concept of "sacrifice" becomes politically incorrect. As politicians increasingly reflect the views of the most self-centered voters, people become increasingly disenchanted with and alienated from government. Personal incentive to excel dissipates as scholarships, grades, jobs, and promotions increasingly are given for politically correct reasons rather than merit. Fewer workers support more dependents on salaries that are being diminished by declining international competitiveness. America strikes back with a wave of protectionism and isolationism fueled by the cry of ambitious politicians to "protect American sovereignty." Foreign investors flee to more hospitable markets, and allies drift away.

With government, corporate, and personal financial reserves used up, isolated America slowly declines: infrastructure decays, educational levels drop, research lags, cities go bankrupt, alienation spreads, America ages. Gradually, East Asia and West Europe inherit leadership of a rapidly advancing global society peacefully enriching itself through the expanding market opportunities born of multilateralism.

Mapping the Future.

The above paragraph is certainly not a prediction. Moreover, it is neither balanced nor unbiased. It is not intended to be. It is a scenario - a picture of one out of a broad range of possible futures.(1) We may turn out to be fortunate enough to approximate Michael Zey's complacent image of science as the savior.(2) Alternatively, a visit to much of the "developing" world -- where environmental degradation and the population explosion sometimes undercut the quality of life faster than modern technology can improve it(3) -- might suggest that Dennis Meadows'(4) or the Ehrlichs'(5) warnings of possible a Malthusian future within our lifetimes are more accurate portrayals of the future.

Given America's resources, relative power, and absence of major enemies, the "U.S. decline" scenario presented in the first paragraph is one the American people have well within their capability to avoid - provided that they first realize that it could come true if certain negative trends are not reversed.

Scenarios, if used wisely, are powerful tools for helping us face up to and gauge the likelihood of possible futures. A useful set of scenarios constitutes a map of the future which, like any map, lays out the possible routes. That is, a set of scenarios should cover all possible futures. It should also contain the drivers -- the factors that affect the route that will be selected. Finally, a well-designed set of scenarios will incorporate milestones to help determine how far along the route one has traveled. A good set of scenarios would lay out all the main routes to the future; this article describes just one of these possible routes: a route jumbled with hairpin economic turns, decaying safety net guardrails, and dangerous educational potholes.

Unfortunately, the disastrous picture of American decline presented above is not predicated on any fundamentally new developments; it does not require the emergence of a hostile power intent on overthrowing the world order and armed with biological weapons, a wave of domestic terrorism, or the collapse of California into the Pacific. This scenario of American decline simply assumes that a number of well-known trends already in existence continue to develop and that some countervailing positive trends die away. Below, this scenario is presented again in more detailed form and with some of the key drivers that will affect our future and a few of the long list of milestones those of us who care about the future should be watching for.

DRIVERS


Education:
* capable of innovation or a nation of followers
* cultural receptivity to a multilateral worldview or "America firster" isolationism

International Security Regime:
* multilateral cooperation or zero-sum competition
Trade Regime:
* open or protected

Development of Third World:
* rich, friendly market or poor, alienated aid recepient

Economic Structure:
* development or consumption;
* innovative or dependent;
* focused on improving infrastructure or on debt payments

Social Structure:
* productive lower class or welfare state



"U.S. Decline" Explained.

In a world of rising affluence powered by spreading technology, global acceptance of an unthreatening range of pragmatic forms of social organization vaguely termed "democratic" and "capitalist" lays the groundwork for a generally stable advance. Minor problems are infinite in variety, but the major stormclouds of history that could call a population to arms and motivate voluntary sacrifice -- threatened invasions, arms races, alien ideological movements, pandemics -- are absent.

Stabilized by the late 1990's, Germany becomes the powerhouse of economically unified West Europe, which in turn propels the East European and Russian economies. Fueled by yen, an increasingly pragmatic China booms. With Iran and Iraq focusing on internal rebuilding and international funding pouring into Palestine, the Mideast is calm. Egypt avoids collapse; Kashmir does not provoke Indo-Pakistani warfare; the two Koreas work out a modus vivendi; Colombian democracy stumbles ahead; and global integration proceeds. The dawn of the 21st century finds the world a rather upbeat place.(6)

For a few years, the current carries a complacent U.S. along. Negative underlying trends that had begun in the 1980's or before continue but are visible only to a few. Against the backdrop of low unemployment and high incomes generated by employment of both parents and often an adult child living at home, the few warnings are easy to discount. Most of those who do see where things are headed have, in the information age, plenty of personal options: telecommuting from their protected communities or emigrating for even higher-paid jobs. They inevitably protest less than they would have in a more state-centered, nationalistic age.

Consequently, reformist proposals do not go far. The absence of fiscal discipline evident on the part of voters, corporate executives, and government alike during the 1980's continues unabated through the 1990's. The negative trends move slowly enough so people find it easier to adapt to adversity than to discipline themselves.

* In an expanding global economy, money remains available throughout the 1990's to cover the rising U.S. national debt, which commands a full 40% of the Federal budget by the year 2010. The declining need for a large defense budget helps conceal the seriousness of the problem.

* Rising good health, resulting especially from the decline in heart disease, masks the graying of the population, which will put 20% of all Americans over 65 by the year 2025.

The post-1980 American focus on 'rights' rather than responsibilities intensifies, and society becomes increasingly fragmented.(7) With echoes of a Maoism long dead in China, Americans stress equality over progress -- redividing the pie, rather than enlarging it. Reformist politicians are repeatedly defeated by those who pander to the demands for special consideration on the part of increasingly vocal interest groups.

MILESTONES


NEGATIVE:

Mexican collapse into narco- or rightist dictatorship

Raising tariffs to protect uncompetitive U.S. auto industry

Refusal by U.S. to participate in peacekeeping

The U.S. drops out of the U.N.


POSITIVE:

Legally defining welfare as privilege entailing responsibilities rather than right

Raising basic requirements for high school graduation

Formal recognition that state sovereignty is limited

U.S. peacekeeping forces put under foreign command

Raising minimum age for social security

Lagging COLA's for retirees behind rate of inflation

Restoring discipline in public schools


This social sensitivity harms both education and commerce. Public schools stress respect for others over academic performance; universities admit and hire on the basis of status rather than merit. In the corporate world, a rise in politically correct promotions diminishes the incentive for performance.

Simultaneously, the proportion of good jobs declines. For a few years, employment stays high because people go into debt in order to continue consuming. Corporations stay afloat by trimming back, lowering salaries, cutting the critical investment in research that would enable them to stay competitive, agreeing to takeovers by foreign firms. Instead of building for the future, people borrow against it.

Foreign firms maintain production in the U.S. as a way around U.S. protectionist tendencies, but increasingly the value added comes primarily overseas. Americans assemble kits, allowing the products to be sold as "locally produced" while the technical experience that forms the basis for further innovation accumulates abroad.

Gradually, the economic toll of high interest rates required to attract foreign capital to pay the rising national debt takes its toll on American competitiveness. The failure of American society to make good use of the wisdom and experience of the rapidly expanding group of citizens over 65 but still healthy further reduces competitiveness. In contrast, East Asia's traditional respect for the aged enables it to adapt more effectively.

* A reform effort to raise gradually the minimum age for receiving social security fails as irresponsible political references to "destroying social security" make senior citizens oppose any change.

Increasing disenchantment with the widening division between the lifestyle of the elites and the low-tech, low-skill lives of the average citizen polarizes political debate and accentuates demands for handouts: whether food stamps,(8) free health care, house mortgage deductions,(9) import quotas and tariffs, or simply outright tax cuts.

* A reform effort to require welfare recepients to accept certain responsibilities in return for the privilege of "temporary" grants fails in the face of voter insistence that welfare is an "inalienable right."

* The rich strike back by getting an increase in the upper limit on the home mortgage deduction.

As taxes are increasingly drained away by transfer payments rather than being used for the general good (e.g., education, transportation, parks, communication, defense), anti-tax feeling naturally grows. The Federal government becomes more and more an organization for managing the growing national debt and appeasing interest groups masquerading as abused minorities. The elites have private schools; the rest care less and less about education, reasoning with some justification that there are no good jobs anyway. Cities become increasingly difficult to manage, exploited during the day by suburbanites who desert them at night with no sense of responsibility for the base of their livelihood. Urban unemployment and the resulting alienation by the young grows as does the proportion of aged. Workers thus decline as a proportion of the population even as their salaries decline and number of dependents rise.

America-firsters, fighting against the trend toward global integration, succeed in isolating America politically with an appealing but self-deluding call to defend American "sovereignty" just as the rest of the developed world is awakening to the realization that the 17th century concept of state sovereignty is no longer a viable framework for problem resolution in the information age. Simultaneously, rising protectionism -- justified by blaming foreigners for declining American competitiveness -- isolates the country economically.

The U.S. fails to adapt to its loss of economic dominance and the rising need for multilateral coordination of economic policy.(10)

* Tired of repeated peacekeeping efforts, the U.S. drops out of the U.N. and engages in several ineffective solitary military adventures overseas.

This solitary stance makes the U.S. defense budget duplicative and wasteful, resulting in far less bang for the buck than other countries obtain through international cooperation. American military power is further weakened by the declining American industrial base and growing technological backwardness. Allies become increasingly wary of the intentions of an isolationist U.S. and unwilling to support its foreign policy goals. By 2015, even in the military realm, America is no longer viewed as a superpower.

East Asian societies, in contrast, continue to place primary responsibility for individual well-being at the door of the family rather than the state. Unburdened by the welfare state,(11) their economies increasingly outpace that of the U.S.

Given the technical leadership of Japan, West Europe and--in certain fields--Singapore and China combined with the attractiveness of investing in the highly literate and now stable Russian Republic,(12) the global economy expands despite lessening U.S. participation.

* Symbolic of and furthering its increasing isolation, the U.S. drops out of the World Trade Organization and forms a "trade bloc of one."

By 2015 the government discovers that it has few sources of domestic capital in a country of decayed cities and noncompetitive industry, no foreign allies from which to request help, little attractiveness to foreign investors, and an atomistic society. The government is also surprised to find that its years of responding to citizen demands notwithstanding, it has too little credibility with the people to launch innovative reform efforts. The U.S. slowly sinks to the status of a second-rank power as East Asia and West Europe gain world leadership...



Putting the Scenario in Perspective.

On the roadmap to the future, the "U.S. Decline" scenario is just one of many possible routes. Nevertheless, enough trends already occurring in our society are consistent with the above to suggest that as we move forward into the future we should carefully consider our course. Today, we in the U.S. are following a road with many forks. The "U.S. Decline" scenario argues that branches leading to a U.S. decline are out there in front of us and easy to turn onto by mistake.

Constructing scenarios with clearly specified drivers and repeated reviews to assess our progress vis-a-vis predefined milestones can be a critical tool to help us avoid such branches and keep on the high road to a bright future.

NOTE: This material has been reviewed by the U.S. Government to assist the author in eliminating classified material, if any; however, that review neither constitutes U.S. Government authentication of material nor implies U.S. Government endorsement of the author's views.

FOOTNOTES


1. On scenario writing, see Peter Schwartz, The Art of the Long View (New York: Doubleday, 1991).

2. Michael G. Zey, Seizing the Future (New York: Simon and Schuster, 1994).

3. See Robert Kaplan, "The Coming Anarchy," The Atlantic Monthly February 1994: 44- 76.

4. Donella H. Meadows, Dennis L. Meadows, Jorgen Randers, Beyond the Limits (Post Mills, Vt.: Chelsea Gree Publishing Co., 1992).

5. Paul R. and Anne H. Ehrlich, The Population Explosion (New York: Simon and Schuster, 1990).

6. These two upbeat paragraphs make many unwarranted assumptions about the future of the rest of the world, as John Mearsheimer's warning of a rise in post-Cold War warfare and instability makes clear. See Mearsheimer, "Why We Will Soon Miss the Cold War," Atlantic Monthly, Aug 1990: 14-33.

7. For some thoughtful comments, see Harlan Cleveland, "The Limits to Cultural Diversity," The Futurist, March-April 1995: 23- 26.

8. For an example of a useful condition that might be attached to welfare (namely, that mothers be required to attend school with their children), see Ann Crittenden, Killing the Sacred Cows (New York: Penguin Books, 1993), pp.89-92.

9. On the high cost of the home mortgage deduction, see Crittendon, op cit, pp.143- 145.

10. See Takatoshi Ito, "U.S.-Japanese Macroeconomic Policy Coordination: Agenda for the 1990s and Beyond," pp.80-110, in Yoichi Funabashi, ed., Japan's International Agenda (New York: New York University Press, 1994).

11. See Wolfgang Kasper, "The East Asian Challenge," Swiss Review of World Affairs, April 1995: 24-26.

12. See the "Chodo" scenario in Daniel Yergin and Thane Gustafson, Russia 2010 (New York: Random House, 1993), pp.158-173.

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